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  TECHNICAL INFORMATION
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  › Message E-Discovery
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  › Administration & Control
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  › Audit Trail
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Investment Advisors

SEC rules have been modified in 1998 to reflect the corporate significance that email has on finance operations. Legal compliance with the SEC, mandates that investment advisors maintain control of specific electronic documents, thus enhancing the necessity of firms to implement a quality email archiving solution.

The iMessageArchiver: “A Sound Investment”

Investment advisors must produce accurate and current electronic business records of accounts in which they have distinct client privileges. Our premier compliance solution will assist you in the E-Discovery and email audit process, as it retrieves electronic documents in record time and performs in-depth quality searches. Choose the iMessageArchiver, “a sound investment” and the industry standard for archiving excellence.

The standard in efficiency, performance, and support

Using our robust message capturing solution investment advisors can access their archived email with unrivaled efficiency. Our servers provide the finance industry with enterprise class performance, seamless database connectivity, extensive network capacity, and a capable support staff who are always there to answer any question or trouble-shoot related issues in your time of need.

SEC Compliance: Guide Your Clients With Confidence

Investment advisors are required to maintain electronic document copies of advertising and marketing materials distributed to 10 or more people not connected with the firm. With our trend setting application, investment advisors can dispense marketing materials with no stress or concerns. You can always count on us to deliver all email records that are necessary for SEC compliance. Use the iMessageArchiver and guide your clients with confidence.
 
 
   
 
 
 
 Email Archiving Compliance
 Broker-Dealers
 Investment Advisors
 Hedge Funds
 Health Care Professionals
 Public Companies
 E-Discovery - All Businesses

Email Hosting and Email Archiving for Compliance Services by Simplicato

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