Email Archiving and Compliance with US Regulations- SEC, NASD, NYSE, SOX, HIPAA and FRCP”

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  TECHNICAL INFORMATION
  › How it Works
  › Message Capturing
  › Message Indexing
  › Message E-Discovery
  › Message Export
  › Administration & Control
  › Archive Security
  › Audit Trail
  › Email Security
  › Archive Groups

  › US Regulations
    › Rules 17a-3
    › Rules 17a-4
    › NASD Rules
    › NASD Rule 2210
    › NASD Rule 3010
    › NASD Rule 3130
    › NYSE Rule 342
    › NYSE Rule 440
    › NYSE Rule 472
    › HIPPA
    › SOX
    › FRCP

Simplicato’s iMessage Archiver, is a complete solution that assists your organization in meeting all regulatory requirements for email retentions and compliance management as defined by SEC, NASD, NYSE, HIPAA, Sarbanes-Oxley Act, Gramm-Leach-Bliley, and FRCP.

SEC - Securities and Exchange Commissions Compliance Rules

NASD - National Association of Securities Dealers Compliance Rules

NYSE – New York Stock Exchange Compliance Rules

HIPPA – Health Insurance Portability and Accountability Act

HIPPA

Useful Links:

Sarbanes-Oxley Act

FRCP - Federal Rules of Civil Procedure

FRCP

Email Archiving Compliance

Broker-Dealers

Investment Advisors

Hedge Funds

Health Care Professionals

Public Companies

E-Discovery - All Businesses